Powerful Monitoring
For Trading Activity

BestxStats provides powerful reporting tools for 611 Trade-Through Reporting and T+1 Exceptions Reporting on multiple exchanges. For more information about our reporting tools, call (646) 202-9414.

Rule 611 Trade Through Reporting

Powerful Tools to Monitor and Manage Trading Activity

Rule 611 Trade Through reporting is provided to firms on a daily basis via the website to help firms comply with the rule by establishing written policies and procedures to monitor and help prevent potential Trade-Throughs – the execution of trades at prices inferior to protected quotes on multiple exchanges.

With BXS, firms will be able to view retail and institutional trades in NMS stocks that got flagged as a Trade-Through, drill down and view the life of the order and each fill(s) execution price vs. the protected quote (best price) at the time of execution, see where the trade through occurred and at which venue. This allows firms to act quickly upon it.

T+1 Exceptions Reporting

Monitor Order Flows and Exceptions

Exceptions Reporting is provided to firms on a daily T+1 basis via the website to help firms monitor their order flow and when exceptions occurs - trades that were executed unfavorably against the NBBO (National Best Bid Offer) from the previous day’s trading activity. Whether the order flow is executed internally or sent to multiple trading venues, the T+1 Exceptions report will help firms determine if they are making the right routing decisions. The report will be broken out by three order types - Market Orders, Marketable Limit Orders and Non-Marketable Limit Orders. Firms will be able to see every exception by order type, have drill down capability to view the life of the order including the order details of each partial fill as well as the NBBO quotes associated with each fill.

Get Started with BestXStats

Are you ready to simplify your compliance reporting obligations?
Request a call from our sales team below or call +1 (646) 202-9414

Thank you!

A representative will review your message shortly.

Investment Advisor Services from BestXStats
Investment Advisors

Analytical Reports Routing and Best Execution Analysis

Contact Us
Broker Dealer Services from BestXStats
Broker Dealers

Uncomplicated Rule 606 Reports and Best Execution Analysis

Contact Us
Exchange services offered by BestXStats
Exchanges

Straightforward Rule 605 Reporting and Competitive Order Flow Analysis

Contact Us
Market Maker Services from BestXStats
Market Makers

Clear Quality of Execution Results for internal as well as meeting SEC obligations.

Contact Us
Surveillance Solutions from BestXStats
Surveillance Solutions

Monitoring of Market Manipulation for AML, Front Running, Wash Sales, Insider Trading, Spoofing, Parking...

Contact Us